Legal Associate
Role Summary
Key Responsibilities
- Assist in drafting, reviewing, and vetting legal agreements, NDAs, MOUs, and other legal documents.
- Maintain trackers, MIS, and records related to agreements, compliance requirements, and action items.
- Support routine regulatory compliance activities, including regulatory submissions and documentation.
- Assist in preparing documents and information required for internal audits.
- Support the review and updation of internal policies, procedures, and compliance-related documents.
- Coordinate with internal stakeholders for timely closure and implementation of legal and compliance requirements.
- Conduct basic legal and regulatory research and assist in tracking applicable regulatory updates.
- Support the Legal team in day-to-day legal and compliance activities as required.
What We’re Looking For
- Basic understanding of legal drafting, contract review, and documentation.
- Familiarity with SEBI, NSE, BSE, CDSL circulars, and applicable regulatory requirements.
- Basic understanding of stock broking, capital markets, and securities laws.
- Good legal research, drafting, and analytical skills.
- Ability to maintain MIS, trackers, and compliance records with accuracy.
- Strong attention to detail and ability to work within defined timelines.
- Good written and verbal communication skills.
- Ability to collaborate effectively with internal stakeholders.
- Law Graduate (LL.B. or equivalent) preferred.
- Prior internship or work exposure in Legal, Compliance, Stock Broking, Capital Markets, or Financial Services will be an added advantage.
- Candidates with a strong interest in legal drafting, regulatory compliance, and financial markets are encouraged to apply.
We are a start-up organization focused on fast growth with quality products; hence, the ability to work in a fast-paced environment goes without saying!
Our People & Culture
People and culture are the most important aspects of our business.
We are looking for team members just like us, in simple words - good people to work with and demonstrate following personality traits:
- Be super obsessed about ensuring customer satisfaction.
(We are here because of our customers, and will be here only if we serve our customers)
- We have a single opportunity to serve.
(Our customers will give us one opportunity to serve - we can't let them down. Be it product, uptimes, customer service or any interaction we have to deliver a wow experience.)
- Respect your work, your team, your co-workers and our customers.
(The only way to get respect is to give it first)
- Speed is all that matters. Ship right and ship faster.
(You either help the team move ahead fast, or you slow it down. We prefer the first.)
- Humility & politeness over arrogance & over-confidence.
(If you are the smartest one in the room, bring up others to speed. We are here to serve our customers, not to prove a point.)
- Quality over quantity.
(It is fine if you pick up a few things to do, but do them exceedingly well.)
- Make your hands dirty irrespective of who you are.
(Our CEO responds to customers every day. Our CTO codes every day. This is us.)
- Talent and Competency over Credentials.
- Entrepreneurial, ownership driven and disciplined.
(We trust you to help us gain and retain the trust of our customers and our stakeholders)
- Less words, more action.
(Believe in something? show it by doing things. Not just by talking about it)
- Flat hierarchy with open culture & conversations.
(You are among all of us, and we all are with you)
- Passionate about the business you are a part of.
(Do it because you are passionate about it, not because it's your job.)
- Raise is an equal opportunity employer.
(We celebrate diversity and inclusion.
Why Join Raise?
About Raise Financial Services
Our philosophy is simple
- Build great products.
- Deliver awesome experiences.
- Provide exceptional customer service.
Location
Explore More
- Connect with us: www.raiseholding.co
- Learn more about our Investing & Trading Platform - www.dhan.co
- Follow our Instagram page #LifeatRaise for a glimpse into our people and latest culture happenings.
Apply for the Role
Who can apply
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