SVP - Business Assurance
Oaknorth
GurugramPosted 13 days agoDiscoveredMatch locked
RemoteFullTime15+ years expRisk and Compliance
ABOUT US
At OakNorth, we're on a mission to empower ambitious businesses and the communities they serve. Since 2015, we've lent over $21 billion across the UK and US, helped create more than 58,000 new homes and 36,000 new jobs, and supported hundreds of thousands of personal savers - all while driving economic growth in the markets we serve.
ABOUT THE TEAM
The
Assurance Centre of Excellence (CoE)
delivers high-quality assurance across OakNorth's key risk domains, including Financial Crime, Finance, Credit, Operations, Technology and Regulatory Reporting. The CoE is a lean, technically rigorous team that partners closely with Risk, Compliance and business functions to provide risk-based assurance and actionable insights.
ABOUT THE ROLE
The SVP, Business Assurance is a critical role: you will both lead the delivery of the assurance plan across Financial Crime, Operations, Conduct & Compliance and personally execute assurance engagements. Reporting to the Assurance COE Lead, you will define the scope and direction of assurance coverage, manage a team, and hold the bar for quality and timeliness across all engagements.
WHAT YOU'LL DO
•
Own and shape the assurance strategy and annual plan across Financial Crime, Conduct, Compliance and Operations
, ensuring coverage remains aligned to OakNorth's key risks, regulatory priorities and growth plans across the UK and US.
•
Personally lead and execute complex and high-risk reviews end-to-end
, from scoping and fieldwork through to senior stakeholder challenge, reporting and remediation, while ensuring consistently high standards across the wider portfolio.
•
Stay ahead of emerging regulatory and business risks
, particularly across financial crime, conduct and compliance, and translate changes in the UK and US regulatory landscape into appropriate assurance coverage.
•
Build and embed continuous monitoring across key controls and risk indicators
, using data and analytics to identify emerging issues, control deterioration and areas requiring deeper assurance attention.
•
Act as a senior assurance partner and constructive challenger to Risk, Compliance and Operations leadership
, bringing together themes from individual reviews to provide insight on broader control weaknesses, root causes and areas requiring management attention.
•
Lead and develop the team
, providing technical direction, reviewing critical judgements and work products, and building capability across Financial Crime, Compliance and Operations assurance.
•
Drive innovation in assurance delivery
, using AI, automation and data analytics to increase coverage, improve risk identification and make assurance more efficient and forward-looking.
YOU'LL BE A GREAT FIT IF YOU HAVE…
•
15+ years of relevant experience
in Internal Audit, Risk or Compliance within regulated financial services, with significant experience across Financial Crime, Operations, Conduct and Compliance.
•
Chartered Accountant (CA) qualification
, together with a relevant Financial Crime / Compliance qualification such as
ACAMS or ICA (International Compliance Association, UK)
- both are essential for this role.
•
Strong technical knowledge across multiple risk and regulatory domains
, with the breadth and judgement to assess complex issues, identify emerging risks and independently determine appropriate assurance coverage.
- A strong track record of
personally leading and delivering complex, multi-domain reviews end-to-end
, while exercising judgement over significant findings, root causes, ratings and remediation.
- Good understanding of the
UK regulatory environment
, with experience interpreting regulatory requirements and translating them into practical risk and control assessments. Exposure to
US regulatory requirements, particularly BSA/AML, sanctions and financial crime
, would be advantageous.
- Experience using
data and continuous monitoring
to provide insight into control effectiveness, emerging risks and areas requiring deeper assurance attention.
- Experience
leading, coaching and developing assurance professionals
, providing technical direction while maintaining high standards of quality and independent judgement.
- The
credibility and communication skills to engage and constructively challenge senior stakeholders
, including Risk, Compliance and Operations leadership, and communicate complex issues clearly and proportionately.
•
Experinced in AI, automation and data analytics
, with an understanding of how these can be used to improve assurance coverage, risk identification and efficiency.
Nice to Have
· Experience building control monitoring frameworks or dashboards
· Exposure to cross-jurisdictional regulatory requirements (UK or US)
· Additional qualification (e.g. CIA or equivalent)
WHAT WE OFFER
•
Health & Protection
Medical cover for you, your family & parents; life and accidental cover at a multiple of your salary
•
Wellbeing
Annual health check-ups, online doctor consultations, pharmacy discounts, nutritionist support, and an Employee Assistance Programme - all sponsored
•
Time Off
Earned, casual/sick leave, public holidays, maternity & paternity leave
•
Life Milestones
A financial gesture of support at marriage, childbirth, and bereavement
•
Flexible Benefits
Tax-efficient allowances for internet, fuel, meals, leave & travel, and NPS
•
Growth
Professional certification support, learning & development opportunities, childcare benefits, and paid volunteering days
•
Our Workplace
Modern central offices, weekly business updates, team events, and great coffee - we work hard to build a culture worth showing up for
Skills
artificial-intelligence
Who can apply
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