Regulatory Data Analyst

You will be responsible for producing and analysing Management Information (MI) relating to Conduct Risk, Consumer Duty, and CASS to support effective oversight and decision-making. Additionally, you will review, update, and maintain CASS and Consumer Duty policies to ensure they remain compliant, current, and fit for purpose. The role also involves maintaining the firm's CASS Resolution Pack (RP), ensuring its accuracy and completeness, as well as collaborating with the central training team to develop and deliver relevant training content that promotes regulatory awareness and adherence across the business.

Some of your key responsibilities will include:

• Produce high-quality Management Information (MI) for key governance forums, including CASSFORM and the Conduct Risk & Consumer Duty Forum plus various other committees and forums
• Review and implement a process for efficient and robust MI creation using resources available such as AIDevelop, review, and maintain CIS CASS and Conduct Risk policies, ensuring they remain current, robust, and fit for purpose
• Provide ongoing advice and guidance to CIS stakeholders on procedural and regulatory requirements
• Collaborate with the central training team to design and deliver content for e-learning and classroom-based training programmes
• Support the coordination and facilitation of external audit activities
• Maintain and regularly update the CASS Assurance Mapping to reflect current controls and processes
• Conduct monthly reviews of the firm's CASS Resolution Pack (RP) to ensure accuracy and regulatory compliance
• Oversee and ensure de-migration activities are conducted in a compliant manner, including reviewing notifications and performing desktop due diligence

A strong grounding in FCA regulations, with hands-on knowledge of CASS and Conduct Risk frameworks within financial services. Proven ability to analyse data and produce high-quality MI that supports effective governance and decision-making. Excellent communication and collaboration skills, enabling you to advise stakeholders and deliver impactful training.

And a proactive, detail-oriented approach with the ability to manage priorities and drive continuous regulatory improvement.

Other key requirements

• Advanced user of Microsoft Office applications, with a strong specialisation in PowerPoint, including the creation of high-quality, impactful presentations
• Strong understanding of Financial Conduct Authority (FCA) regulations and frameworks
• Demonstrable knowledge of Client Assets Sourcebook (CASS) and Conduct Compliance
• Solid knowledge of operational processes within the financial services sector
• Comprehensive understanding of UK regulatory requirements and standards
• Proven ability to effectively prioritise tasks and perform under tight deadlines
• Excellent written, communication, and interpersonal skills
• Strong analytical capability with a proactive approach to problem solving
• Ability to collaborate effectively and contribute within a team-oriented environment