Consultant - Compliance Quality Assurance
About the role
Key Responsibilities:
• Operational effectiveness testing - reviewing the timeliness, completeness and accuracy of Financial Crime Compliance Controls
• Design effectiveness testing - review Standard Operating Procedures and assess against policy requirements
• Planning - Complete Terms of Reference templates and deduce samples using approved sampling methodology for QA reviews
• Reporting - present observations to senior stakeholders for factual accuracy discussions
• Issue management - ensure all issues are remediated in a timely manner
• Record-Keeping & Audit Readiness - ensure that thorough documentation of QA processes and results is maintained. Verify that all compliance documentation, records of AML/CFT activities, decisions, and reports, are properly kept and readily accessible for internal or external review and audits.
Requirements :
• Minimum 3+ years of financial crime, Compliance, Audit or QA experience
• Experience with transaction monitoring, sanctions screening, KYC/EDD, and suspicious activity reporting.
• Excellent stakeholder management and regulatory engagement experience.
• Strong analytical, decision-making, and problem-solving skills.
• Excellent written and verbal communication skills.
• Experience using Artificial Intelligence (AI) to automate manual processes in a controlled environment.
- Familiarity with AML transaction monitoring, CDD and Screening systems and e xperience managing regulatory examinations and remediation programmes.
Additional information
Not included in the source posting: about the role, benefits.
Skills
Who can apply
The employer didn't state any visa, work authorization, citizenship or clearance requirements in this posting. Confirm with the employer before applying.
Read automatically from the employer's posting text. Always confirm with the employer — requirements can change after a job is published.