Compliance Professional - Marketing Review
JW Michaels & Co.
Hawthorn Woods, Lake CountyPosted 18 days agoDiscoveredMatch locked
Full-timeAccounting & Finance Jobs
About the role
Job Description About the Role \n Our client is seeking a Marketing Review and Regulatory Compliance Professional to review marketing materials for regulatory compliance while supporting the firm's broader compliance program. \n \n Responsibilities \n \n Review marketing materials, advertisements, and client communications for compliance with SEC Marketing Rule, FINRA advertising rules, and relate
Not included in the source posting: about the role, what you'll do, qualifications, benefits.
Who can apply
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