Compliance Analyst
City National Bank
New York City, New YorkPosted 17 days agoDiscoveredMatch locked
Full-timeAccounting & Finance Jobs
About the role
Job Description Job Description COMPLIANCE ANALYST - BROKER/DEALER WHAT IS THE OPPORTUNITY? The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Wealth Management Broker-Dealer Entities. Ensure processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includ
Not included in the source posting: about the role, what you'll do, qualifications, benefits.
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