Attorney - Broker-Dealer Finance
Securities and Exchange Commission
Washington, District of ColumbiaPosted 4 days agoDiscoveredMatch locked
Full-timeOther Agencies and Independent Organizations
About the role
The Division of Trading and Markets (TM), Office Broker-Dealer Finance (OBDF), is seeking an Attorney-Adviser (Attorney - Broker-Dealer Finance) for its Office of Policy Regulation and Inspection (formerly the Office of Broker-Dealer Financial Responsibility) (OPR). OPR administers wide-ranging elements of TM's financial responsibility regulatory program for broker-dealers.
Not included in the source posting: about the role, qualifications, benefits.
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