Senior IT Auditor- Corporate Functions

USD $95,000.00 - $120,000.00 / Year Your opportunity The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Corporate internal audit enterprise team is seeking a Senior IT Auditor (Senior Specialist). The Corporate team is responsible for execution of audits over the firm's corporate and risk management functions. Corporate audits cover areas such as marketing, finance, treasury, accounting, vendor management, and human resources. Risk Management audits cover areas such as compliance, credit, liquidity, market and operational risk management. The team also performs testing to confirm remediation of audit issues and regulatory issues. The Senior IT Auditor will be responsible for doing integrated audits focusing on Application Controls, automated functionality and data integrity that support business processes such as segregation of duties, configuration management, system interfaces, and data processing. Reporting to the Director or Senior Manager of the Corporate enterprise team, the Senior IT Auditor will have responsibility for assisting in the for the independent and objective assurance activity designed to improve the organization's operations and compliance with key regulations by evaluating and improving the efficiency of risk management, control, and governance processes.

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Participate in the planning and execution of internal audit assignments, ensuring work is performed in accordance with IIA standards and IAD policies and procedures. Responsibilities will include: scheduling and participation in audit meetings; participation in scoping discussions; drafting of audit results; design and execution of testing; and completion and review of work papers. Additionally, assist in the tracking of team operations including audit status, issue status, and budgets. •

Based on the results of audit testing, identify and draft audit observations for review by the Internal Audit Manager/Senior Manager (and above levels) and subsequent debriefing with the key partners (typically VP-level and below). •

Conduct validation testing of the audit issue action plans completed by the business. •

Under the direct supervision of IAD Management, participate in the annual Risk Assessment process, including scheduling and participation in meetings with partners, and the scoring and documentation of risk ratings. •

Provide support, mentoring, and feedback to audit team members throughout the audit. Provide assistance with onboarding and ongoing support to new team members. •

Completion of firm-wide and departmental administration and training requirements. •

As needed, assist with special projects related to business operational improvement or internal team needs.